Services

Services

Areas of Competence and Specialization

Advice

Ad Hoc Strategic and General financial consulting – analysis and advice rendered based on your specific needs.

Fee Only, Comprehensive Financial Planning

  • Retirement planning: pre-retirement accumulation, Social Security claiming strategies, and post-retirement distribution strategies
  • Investment and portfolio planning.
  • Estate and tax planning
  • Education funding plans
  • Wealth protection planning

Investment Management

Using no load and load waived mutual funds and Exchange Traded Funds (ETFs) and separate accounts strategically arranged in an optimized portfolio to match your own time horizon and risk tolerance. See our Investor Wealth Cycle brochure.

Personal Trust Capabilities

For investors who may be considering the need to use trusts and trustee services as part of their planning. See the SEI Personal Trust Capabilities brochure for more information.

Methods of Compensation

Portfolio management and asset allocation work is typically compensated by a percentage of assets under management which for most clients is a maximum 1.25% and declines with the size of the account. See our complete fee schedule and ADV Part II (Brochure)
for more information.

Compass can also be engaged for planning and consulting on an hourly basis, typically at $175 per hour, although some cases may be more or less depending on the scope of the engagement.

Compass Capital Corporation can offer a flat fee-only basis when engaged to consult on total financial plans. Such fees are quoted depending on the nature and scope of the engagement.

The Principals of Compass are all salaried and receive no commissions or fees directly.

In some cases it is more advantageous for the client to compensate for planning services on a fee-and-commission or commission-only.

Our Management

Our management team is experienced and averages over 30 years in the profession, and is active in the investment and financial planning communities. Our staff is licensed, highly skilled, and averages over 20 years experience in financial services.

Our Clients

Compass serves individualclients throughout the country. This capabilities brochure is not intended to act as a complete disclosure document. Prospective clients will be provided with SEC Form ADV, Part II (print version) or SEC Form ADV, IAPD Version at no cost, upon request.